Securities and Finance Experience
- Counsel to major hedge fund in connection with dozens of securities purchases and exchange agreements
- Counsel to international financial institution in connection with various financing transactions
- Counsel to international financial institution in connection with restructuring of loans to Brazilian company
- Counsel to NYSE-listed energy company in connection with issuance of senior secured notes and various private exchange offers
- Counsel to Nasdaq-listed energy services company in connection with various debt issuances and redemptions
- Counsel to private equity fund in connection with various secondary offerings of securities
In-Bound and Out-Bound Investment Regulatory Experience
- Counsel to U.S. equipment supplier in connection with various OFAC sanctions issues
- Counsel to Canadian pension fund in connection with obtaining CFIUS clearance under Exon-Florio for investment in U.S. energy assets
- Counsel to U.S. wind farm developer in connection with obtaining CFIUS clearance under Exon-Florio for various sales to foreign investors
- Counsel to a major Chinese oil engineering company on OFAC sanction issues in connection with a strategic joint venture with a major US energy construction and engineering company
- Counsel to investment bank on Exon-Florio issues relating to restructuring of investments
- Counsel to US mid-stream energy company in connection with obtaining CFIUS clearance under Exon-Florio for investments by off-shore sovereign wealth and pension funds
- Regularly advise other transactional lawyers regarding Exon-Florio and OFAC sanctions matters in pending transactions
Securities Regulatory Experience
- Counsel to major hedge fund in connection with securities regulations
- Regularly advise various investors in connection with reporting requirements under Sections 13 and 16 of the Securities Exchange Act of 1934
- Counsel to various investors in connection with SEC investigations into compliance with Sections 13 and 16 of Securities Exchange Act of 1934