• Posts by Jingyi “Alice”  Yao
    Posts by Jingyi “Alice” Yao

    Alice focuses her practice on securities law reporting and disclosure, corporate governance, public and private offerings of debt and equity securities, and general corporate law. Alice advises clients on ongoing reporting ...

Time 2 Minute Read

The US Securities and Exchange Commission (the “SEC”) on June 9, 2023, approved the listing standards Nasdaq and NYSE established requiring listed issuers to adopt and comply with written clawback policies meeting the standards specified by Rule 10D-1. The listing standards will take effect on October 2, 2023. Listed issuers, including publicly-traded retailers, will have until December 1, 2023 (i.e., 60 days after October 2) to adopt a clawback policy that is compliant with the new listing standards.


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